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Language contact phenomena in the language use of speakers of German descent and the significance of their language attitudes
Veronika Ries (Bielefeld)
There are many previous studies about the speech community of people of German Descent from Russia from USSR (in the following "Russlanddeutsche"1) and their language use. With regard to aspects such as linguistic integration, linguistic competence and the definition of mother tongue for Russlanddeutsche, I refer to the research of Nina Berend (e. g. 1998), Katharina Meng (e. g.: Meng/Protassova 2003), and Alena Petrova (e. g. 2003). But there are hardly any studies focusing on the connection between language use and language attitudes.
On the one hand, one finds utterances like und::, denn (.) hab=ich ein=paar TAPočki2 gestrickt. (engl.: 'and then (.) I knitted some slippers'). With the exception of the lexeme TAPočki, this utterance is in German. Given the fact that the speaker refers to a very special kind of slippers, it's not just the filling of a lexical gap, but an extension of the German lexicon by a Russian lexeme in order to make a new differentiation. One can make the following observations about this example:
My examination of the speaker's linguistic behaviour shows that the use of both German and Russian – in the same utterances, conversation etc. – can be the natural and unmarked language use (see Ries 2008).
On the other hand you find declarations like:
Statements of this kind provide an insight into the attitudes of the speakers towards their languages. These statements indicate that speakers ascribe different roles and meanings to their two languages.
1.2 Research questions
This article will address the following points:
Verbalised as questions, the examination asks:
To be able to answer this complex and extensive question, more data types are needed. The corpus compiled and edited by myself is the groundwork for analysis and holds three different data types:
Based on the assumption that attitudes are related to experiences with the languages, the data type 'linguistic biographies' is very important as an independent type.
1.3 Theoretical background
For the analysis of language contact phenomena and language alternation, I refer to the language contact research and the approaches of Carol Myers-Scotton (e. g., her Matrix Language Frame Model, 2006), Michael Clyne (e. g., his term of transference, 2003), Pieter Muysken (e. g., his idea of congruent lexicalization, 2000) and Peter Auer (primarily his conversational approach to code switching, 1984). I apply the research of Nina Berend (above all her study to linguistic integration, 1998) and Katharina Meng (mainly her research on language use within family, 2001; and her study with Ekaterina Protassova on self-categorization processes, 2003) in addressing the self-categorization and definition of mother tongue by the Russlanddeutsche.
2 Historical background
This paragraph offers a brief overview of the historical background of the group of Russlanddeutsche. This historical background is necessary for the comprehension of the linguistic biographies.
The brief overview begins with one of the largest waves of immigration of German settlers to the Russian Empire in 1763. Tsarina Katharine II sought out German Settlers to occupy sparsely populated areas. Changing language policies over time – from the Russian Empire to the USSR – paralleled alternating phases of linguistic stability and instability among the German settlers (see Berend 1998: 8). At some points in time, the languages of the minorities were the lingua franca in the respective villages, while at other points in time they were replaced by Russian. Russification includes the following aspects:
In contrast, German is restricted use as the family language, and a situation of diglossia arose from this division (see id. 1997: 29). These different phases are called Russification-waves.
Most of the German settlers tried to preserve their mother tongue, German. The use of the German language was associated with many problems such as discrimination, hostilities and official bans on language use (see Dietz/Hilkes 1992: 47). In 1941, German troops attacked the USSR. Because of their nationality, German settlers were under collective suspicion of collaborating with the enemy, the German troops (see Dietz 1995: 31). A strong sense of community and collective identity emerged in the wake of these shared experiences. Consequences of the acts of war were deportations of German settlers: It was a forced displacement with the aim of dispersion of German village communities (see Graßmann 2004: 269; Dietz 1995: 87).
The migration to Germany leads to a reversal of the situation and of languages: German became the official language and Russian the language of the family. Some situations reappear: due to certain divergent attributes between them and the German people in Germany, some Russlanddeutsche felt discriminated against. This overview showed that a collective identity based on shared experience emerged among Russlanddeutsche, but that the experience of the individual also played an important role.
3 Method (data, corpus)
The corpus used for the analysis consists of two data types: everyday conversations – more precisely of family conversations including talks at dinner, family reunions and telephone calls – and interviews. Both the conversations and the interviews were audio recorded. The recordings were transcribed for the detailed analysis contained in this qualitative study. The transcriptions follow the conventions of GAT, the "Gesprächsanalytisches Transkriptionssystem" (Selting et al. 1998). The basis of the qualitative research is the morpho-syntactic and interactional linguistic analyses of authentic spoken data. My being a member of the examined group allowed me to record the speakers in a private environment and to build up an authentic corpus. All speakers who were recorded emigrated from the former Soviet Union. Two extended families (children, parents, uncle and aunt, grandparents and so on) were recorded. These two families do not know each other. At the time of recording, the persons were between 6 and 80 years old. A total of around 90 hours of everyday conversations were recorded.
Throughout the analysis I refer to Peter Auer's concept of "conversational code alternation" (1995: 116). Auer interprets bilingual phenomena in their direct conversational environment and sees the phenomena as dependent on their "sequential environment" (id.: 116; see also 2007: 123–124). According to Auer, the sequential environment covers the immediate preceding turn and the subsequent utterances (ibid.). The idea is that a) the bilingual phenomena could be a reaction to the preceding turn and b) the subsequent turn shows how the speakers interpret the respective utterances (ibid.).
4 Data analysis
4.1 Language use
The language use of the observed speakers is analysed primarily in everyday conversations. In the following section, two different functions of language switches or of the two languages themselves are shown:
These two functions can be described as discourse phenomena because the observed language alternations show effects on the level of discourse.
By using the term context, I refer to the research of Gumperz and Auer. Auer's approach, that context is not static (see Auer 1986: 99), is elementary. In this, Auer draws on Gumperz' approach stating that context is something to which interacting participants can react and that they can produce and form (see id.: 23). Contextualization describes the processes, which make references to elements of background knowledge ("Hintergrundwissen", see id.: 24) by using contextualization cues (see Gumperz 1982: 131). If relevant knowledge, or context, is missing, then it has to be made accessible to the interaction participants by using different signals, such as rhythm, intonation and tempo (see Auer 1984: 99) or code switching (see Gumperz 1982: 131). In monolingual discourses, the functions of code switching as a contextualization cue may be taken over by prosodic cues (see Auer 1995: 123).
It is certain that code alternation signalises contextualization. Within the data analysed in this article, it is important to point out that the languages are divided by their discourse-pragmatic function for further use: One language serves as language-of-interaction and the respective other language serves as language-of-contextualization.
The use of the second language as the language-of-contextualization provides the possibility to make a speaker's narrative understandable and interpretable by giving additional information via this language.
In this conversational sequence, speaker Ew talks about her life at a specific point in time in her village in Kazakhstan.
Before starting the analysis with regard to contextualization, the occurrence of the lexeme bliny (engl.: 'pancakes') should be addressed. The use of a Russian lexeme within a German utterance is a code switching phenomenon. This Russian lexeme is integrated into the German utterance. It is definitely not a case of a gap in the lexicon, because there is a German equivalent (Pfannkuchen). But it is reasonable to suppose that this appearance is due to its type: denotations of dishes are prevalently transferred in original terms. It is also important to notice that the term used is more frequently used by Ew.
Besides the described code switching phenomenon, you can also observe the use of both languages, German and Russian:
Russian, at this point, is the other and second language that takes over the function of specifying and adding comment. A split of the two languages is taking place: on the one hand, there is the language-of-interaction, German; on the other hand, there is the language-of-contextualization, Russian.
Speaker Ew is using both languages by assigning different functions to them, and structures her utterance accordingly. The following example also shows this linguistic behaviour of speaker Ew – both languages are used to structure her utterance.
In the following conversational sequence, speaker Ew tells her family about a common friend and her work.
In this situation, several people are at table and Ew describes her friend's job with the help of her husband, Fm. In this sequence, German is the language-of-interaction. Conspicuous is the repeated mention of the lexeme magazin. This apparent Russian lexeme is mentioned twice, and in both cases it is integrated in a German utterance. But it is worthwhile to have a closer look at this lexeme and its use:
The lexeme magazin exists in both lexicons, Russian as well as German. One distinction is the pronunciation. The Russian lexeme is pronounced /z/ and the German lexeme /ʦ/. Another important distinction concerns the lexicon; namely, that the lexicons show differences and similarities:
In the utterance above, it is definitely used in the sense of a shop, so it matches the Russian lexicon. The lexeme is integrated on the morpho-syntactic level according to the rules of the base language, German (you see the German dative case and not the Russian prepositional case). Another influence takes place in the lexicon: Due to the similarities, a transfer occurs. The result is an extension of the lexicon. My observation of the speaker Ew's language use is that the German lexeme Geschäft (engl.: 'shop') was replaced by the Russian lexeme 'магазин'. With regard to the structural aspect, this phenomenon is reminiscent of the categories loanblends or hybrids in that it shows influences from both languages (see Myers-Scotton 2006: 224).
The central language contact phenomenon for this analysis is the language switch observed on the level of discourse. There is a language switch from German to Russian and back again. The first switch, from German to Russian, takes place within Ew's turn. The part uttered in Russian includes, inter alia, a new choice in her addressee. In German, the language-of-interaction, she presents her main information. For a close description of the place of work, speaker Ew wants to name the shop. But she cannot remember the name, and so she turns to her husband Fm. This well-directed turn to her husband occurs in Russian and constitutes a side sequence. In this sequence, speaker Ew is able to work on her request to her husband, separate from the main conversation and without an interruption of her story. It is a kind of self-initiated correction through another participant. The answer of her husband Fm contains just the name of the shop. So it is almost impossible to assign this to a language or to refer to a conscious language choice. After solving the problem, and thus ending the side sequence, Ew carries on with her story in the language-of-interaction. Markers for the side sequence alongside the main conversation are the following:
Following this analysis, it is obvious that the lexeme magazin (line 01) does not have the function of a trigger. In particular, the second mention shows that there is no triggering because there is no language switch. It is important that the pause and the language switch occur after the lexeme magazin, and not prior to it.
Both examples show how speaker Ew is using both languages, German and Russian, in order to structure her utterances. There is a wide range of bilingual phenomena, language contact phenomena as transfer, as well as discourse phenomena as a problem-solving sequence.
4.2 Language attitudes
In the following section, the data types interviews and linguistic biographies are central. The analysis focuses on the language attitudes of speaker Ew towards the languages German and Russian, and her self-description of her linguistic behaviour.
The first sequence is a short extract from the interview with Ew: she describes her language use in the family domain.
This self-description involves two informative and illuminative statements:
Already in this short extract of the interview with Ew, the meaning of the languages and the respective roles that she ascribes to German and Russian become apparent.
The second sequence shows the extract from the interview where Ew describes a situation between herself and her grandson.
In this fragment two aspects are very important:
5 Results and conclusion
The analysis of the conversation of the data type everyday conversation presents a kind of parallelism of the languages German and Russian: One serves as language-of-interaction and the second language is used flexibly, in the examples for quotations, structuring etc. Thus, an impression arises that the statement is not interrupted, but obtains an additional level through the use of the second language as a structuring aid.
In the third data type linguistic biographies, speaker Ew has two linguistic biographies:
Both biographies are important because it is very meaningful that she changes her biography when providing it for official information.
The analysis of all three types – language use, language attitudes and linguistic biography – leads to the following conclusion: Speaker Ew has a certain image of herself that she is carrying out. Most probably it is a self-perception she wants to show in opposition to the actual linguistic behaviour of using both languages. In the private domains, Ew uses both languages available to her. For fear of diminishing her German identity, she matches her biography with her attitudes and her self-description of her language use.
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